Dorfman FinOp Services, LLC is owned by Estee Dorfman Foster.
Estee is a Series 27 licensed financial and operations principal, Series 99 licensed operations professional and a CPA licensed in the Commonwealth of Massachusetts. Estee was employed by the Boston District office of FINRA for 7 years. She held the position of Principal Examiner/Regulatory Coordinator. Estee understands the complex broker-dealer net capital, accounting and books & records requirements.
Click here for Estee's Resume